an associated person has a mutual fund account with another broker-dealer. according to industry rules, which of the following statements is true

Answers

Answer 1

In this case, the investment fund is under no obligation to notify the hiring company or to submit duplicate confirmations.

Option a is correct .

For Employer Companies: If an investor holds a mutual fund through an employer-sponsored pension plan or similar arrangement, there may be additional reporting or communication requirements between the mutual fund and the employer company. . This may include notifications relating to deposits, withdrawals or changes in investment options.

However, without further context and details of the situation, it is not possible to determine why investment funds are not required to provide employer notices or duplicate confirmations. To understand the obligations and requirements in a particular situation, it is important to refer to relevant laws, regulations and specific agreements and agreements between investment funds, investors and client companies.

Hence, Option a is correct .

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The correct question is :

an associated person has a mutual fund account with another broker-dealer. according to industry rules, which of the following statements is true ?

A. The mutual fund is not required to notify the employing firm or offer duplicate confirmations in this situation .

B. If the member firm approves of the transaction(s) it must record them and supervise them.

C. Mutual funds must make payment within 7 days of a redemption request and guarantee a return of the original investment .


Related Questions

Which states wanted to count slaves towards their population number? How would this affect their representation

Answers

Southern states wanted to count slave population, it would have increased their representation. This is where the 3/5 compromise came from.

How did the state colonization law of school 1825 affect texas

Answers

On 1825, the Mexican legislature passed the colonization law, providing incentives for Anglo consists to settle Texas and coahuila.

In exchange for a small few, settlers were given up to 4,428 acres of pastures land and 177 acres of farmland.

The law explicitly banned any further immigration from the United States of Texas and any new slaves. settlement contracts were brought under federal rather than satate control, and colonies that did not have at least 150 inhabitants would be cancelled

(03.04 LC)
Which federal legislation gives consumers the right to dispute incomplete or inaccurate information
in their payment history?
O The Credit Card Accountability Responsibility and Disclosure ANS
AR
O The Fair Credit Reporting Act
The Fair Debt Collection Practices Act
O The Truth in Lending Act

Answers

Answer:

The Fair credit reporting act

Explanation:

I got it right on the test

Answer:

B. The Fair Credit Reporting Act

Explanation:

in the u.s. and many european countries, one of the most prominent expressions of sectionalism today are the political tensions between group of answer choices documented and undocumented immigrants. great lake states and states of the u.s. southwest. eastern states and western states. the sunbelt and the snowbelt. cities and suburbs.

Answers

The most prominent expression of sectionalism today in the U.S. and many European countries is the political tensions between documented and undocumented immigrants.

This issue is particularly acute in the states of the U.S. Southwest, which have a high concentration of Hispanic immigrants, as well as in many large cities with diverse populations.

However, it is also a source of tension in other regions of the country, such as the Great Lakes states and the Eastern states. While there are certainly political and economic factors at play in these tensions, they are also driven by cultural and social differences between these groups, as well as by historical factors such as the legacy of colonialism and imperialism.

Ultimately, resolving these tensions will require a combination of political and social action, as well as greater understanding and empathy on all sides.

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carla is discussing stranger anxiety in toddlers with her friend maria. she tells maria that her toddler, beth, showed less stranger anxiety when she met her new nanny in their home. which of the following statements best explains beth's reaction? a) beth showed less stranger anxiety as the used to being taken care of by nannies; b) beth showed less stranger anxiety as the was in familiar setting; c) beth showed less stranger anxiety as the likes meeting strangers and is confertable with them; d) Beth showed less stranger anxiety as the disorganized child who was confused and did not know how to react

Answers

Beth showed less stranger anxiety because she was in a familiar setting.

Why did Beth show less stranger anxiety when meeting her new nanny?

Beth's reduced stranger anxiety can be attributed to the fact that she was in a familiar setting.

Toddlers often experience anxiety when confronted with unfamiliar people or environments. In this case, meeting the nanny in their own home provided a sense of security and comfort for Beth.

Being surrounded by familiar objects and surroundings helped alleviate her anxiety and allowed her to feel more at ease when interacting with the new caregiver.

Familiarity provides a sense of predictability and stability, which can help toddlers feel more secure and less apprehensive in new social situations.

When toddlers encounter strangers in a familiar environment, it creates a bridge between the unfamiliar person and their sense of comfort.

This can facilitate a smoother transition and increase the likelihood of positive interactions.

Understanding the impact of familiar settings on stranger anxiety can help parents and caregivers create supportive environments for their children.

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guys guys
matching
A
1. public participation
2. universal suffrage
3. majority rule
4. transparency
5. multi-party democracy
6. accountability
B
A. answerable to the public
B. voting
C. open for scrutiny
D. discussing and issue
E. presence of different choices
F. ability to decide ​

Answers

Answer:

1a

2b

3c

4d

5e

6f

Explanation:

I just matched them

Like you said

The mystery of the liturgy in my life?...whole defination​

The mystery of the liturgy in my life?...whole defination

Answers

Explanation:

Liturgy is centered on the Holy Trinity. At every liturgy the action of worship is directed to the Father, from whom all blessings come, through the Son in the unity of the Holy Spirit. We praise the Father who first called us to be his people by sending us his Son as our Redeemer and giving us the Holy Spirit so that we can continue to gather, to remember what God has done for us, and to share in the blessings of salvation.

Which state of matter does this image represent?



Solid
Liquid
Gas
Plasma

Which state of matter does this image represent? Solid Liquid Gas Plasma

Answers

Answer:

Solid

solids are are hard whereas Liquid, Gas, Plasma are not hard

so in this picture it's a hard object

Write 3 paragraphs telling the readers what impact new technology during the gilded age

Answers

The impact new technology during the gilded age allows  Industrialization to move up and brought about discovery of inventions such as :

the telephone light bulb Kodak camera

What is gilded age?

The gilded age was an era that brought about improvement in the economic activities as well as industrialization.

In this case, the gilded era  allows  Industrialization to move up and brought about discovery of inventions

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these elements would be part of the ____ history: employment, education, use of drugs.

Answers

The elements that would be part of the social history are employment, education, and  use of drugs.

Why is social history significant? What does it entail?

Social history is significant because it explores the lives of common people throughout history. A much more complex, perceptive, and relatable view of historical events can be obtained by studying common people. It developed as a discipline in the 1960s as a byproduct of economic history.

A branch of history that examines the past's lived experience is known as social history, also referred to as the new social history. It still has a strong presence in history departments, having experienced significant growth during its "golden age" in the 1960s and 1970s. Instead of just focusing on elites or influential figures from the past, it emphasizes large numbers of people.

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alba was very nervous before she took her turn on the high dive platform at her school's swim and dive meet, but after diving and getting out of the pool, she began to calm down. which part of the nerrvous system help

Answers

Alba's nervous system played a crucial role in her experience before, during, and after her high dive platform performance at the school's swim and dive meet. The nervous system is a complex network of cells and tissues that work together to coordinate and control bodily functions, including the responses to external stimuli.

The sympathetic nervous system is responsible for the "fight or flight" response, which is activated during moments of stress, fear, or danger. This system increases the heart rate, constricts blood vessels, and releases adrenaline, which prepares the body for action.Alba's nervousness before her turn on the high dive platform was likely due to the activation of her sympathetic nervous system.

Her body may have responded by increasing her heart rate, causing her to feel jittery, and making her palms sweat.However, once Alba took the dive and hit the water, her parasympathetic nervous system was activated. This system is responsible for the "rest and digest" response, which helps to calm the body and reduce stress. It slows down the heart rate, dilates blood vessels, and stimulates digestion.As Alba began to swim after her dive, her body may have started to calm down, and her parasympathetic nervous system may have taken over, allowing her to relax and enjoy the rest of the competition.

In conclusion, Alba's nervous system played a critical role in her experience before, during, and after her high dive platform performance at the school's swim and dive meet. The activation of her sympathetic nervous system caused her to feel nervous before her dive, but the activation of her parasympathetic nervous system helped her calm down and enjoy the rest of the competition.

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how did margaret mead’s work contribute to a greater understanding of human sexuality?

Answers

Margaret Mead's work made significant contributions to our understanding of human sexuality by challenging prevailing cultural and societal assumptions about gender roles, sexual behavior, and the diversity of sexual practices across different societies.

Her research focused on studying non-Western cultures, particularly in Samoa, New Guinea, and Bali, which provided valuable insights into the social and cultural influences on sexual behavior.

Mead's groundbreaking book, "Coming of Age in Samoa" (1928), challenged the prevailing notion of universal sexual repression and argued that cultural factors played a crucial role in shaping attitudes and practices related to sexuality. She documented how young Samoan girls and boys had more relaxed attitudes toward premarital sexual relationships, which contrasted with the repressive norms of her own society.

Through her research, Mead emphasized that sexual behavior and practices were not solely determined by biology but were deeply intertwined with cultural norms, social structures, and environmental factors. She highlighted the importance of studying different societies to understand the immense diversity of human sexual behavior and challenged the notion that Western norms were universally applicable.

Mead's work paved the way for further research in anthropology , sociology, and psychology, encouraging scholars to adopt a more nuanced and culturally sensitive approach to the study of human sexuality. It fostered a greater appreciation for the influence of culture on sexual behavior, identity, and the importance of understanding different perspectives and practices when examining sexuality across societies.

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why does the council of vocations assign equality the job of a street sweeper? is it due to error, incompetence, or a more sinister motivation? explain.

Answers

The council of vocations assigns Equality the job of a street sweeper because he defied their standards of uniformity, which is the most significant offense one can commit in their society.

What is the council of vocations?

The council of vocations is a government body responsible for deciding what jobs people should perform in society. They assign vocations to people based on their abilities and interests as children.

However, they leave no room for individual choice or aspirations. They enforce rigid rules to maintain uniformity in society. They believe that differences between people can lead to envy and unrest. Therefore, they enforce the rules of conformity and uniformity in every aspect of life.

Why did the council of vocations assign Equality the job of a street sweeper?

The council of vocations assigned Equality the job of a street sweeper because he defied their standards of uniformity, which is the most significant offense one can commit in their society. Equality was an intelligent and curious person who had a desire to learn and excel. He questioned the restrictions and the lack of freedom imposed by the council. He dared to think and act for himself, which was a crime in their society.

The council realized that Equality's intelligence and curiosity could cause trouble for their system. Therefore, they decided to punish him by assigning him the lowest job in their society, that of a street sweeper. It was not due to error, incompetence, or a more sinister motivation. It was a deliberate decision to ensure that Equality would never challenge their authority again.

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before she administers the independent variable to her two test groups, dr. mackintosh gives all participants an iq test. she then pairs up each participant with another who had a similar iq score. based on the flip of a coin, one member of the pair is assigned to test group a and one is assigned to test group b. what technique is dr. mackintosh using?

Answers

Based on the flip of a coin, one member of the pair is assigned to test group a and one is assigned to test group b. Dr. Mackintosh is using matched-pairs design technique.

Matched-pairs design is a research design technique that involves matching participants in pairs based on similar characteristics and then randomly assigning one member of each pair to the experimental group and the other to the control group. In this technique, the researcher tries to ensure that the two groups are as similar as possible in terms of the variable that the researcher is interested in studying, in this case, IQ scores.

In Dr. Mackintosh's study, the matched-pairs design technique allows her to control for individual differences in IQ scores when comparing the effects of the independent variable on the two groups.

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What are the leading industries in Louisiana's economy? Check all that apply.
agriculture
energy
aerospace
automotive
software development
tourism
lumber

Answers

Answer:

all of them

Explanation:

How did Athenians determine if a man should be exiled from Greece as a punishment for a crime?

How did Athenians determine if a man should be exiled from Greece as a punishment for a crime?

Answers

The correct answer is A) The man could choose between death and exile if he murdered another man.

Athenians determine if a man should be exiled from Greece as a punishment for a crime in that "The man could choose between death and exile if he murdered another man."

Ancient Athenians were very strict in their punishment when dealing with a homicide. Athenian society supported the exile of the individual or death; the two were the extreme form of punishment to a homicide. These kinds of punishments also had a moral or religious connotation in that with exile or death, Athenian society got rid of this source of evil or sin.

how many countries in the world ​

Answers

Answer:

69

Explanation:

420 said so.

Answer:

there are 195 countries

the symbol 0.\.\* in the following object relationship diagram represents what type of relationship? select one.

Answers

The notation 0..* refers to zero to many in an entity relationship model or an entity relationship diagram (ERD). For example, passengers in an aircraft may be zero to many.

Therefore,

Passengers

0..* (arrow)

Aircraft

An entity relationship diagram depicts relationships among various entities such as objects, people, events, places included in an Information Technology system. ERD system uses data modeling in order to define various processes in business and serve as a relational database foundation.

They provide us with a visual starting point in regards to a database design which may ultimately help in predicting the information system requirements for a particular business or organization. Even after the complete creation of a relational database, the initial ERD can act as a reference point for any future problems involving debugging or re-engineering.

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Sanctions can be applied by an institution in order to:



(a) Reward people for good behaviour

(b) Prevent people enjoying themselves

(c) Punish people for disobeying rules and regulations

(d) Allow people to behave as they please​

Answers

It’s C, punish people for disobeying rules and regulations.

Question 6(Multiple Choice Worth 3 points) Which of the following best describes the United States? It has a market economy with no government regulation. This is the only system that can work with a government run by the people. It has a command economy. A large nation like the United States needs the government to control all growth of business to prevent problems. It has a traditional economy. Most communities are focused on providing their own needs with the resources available in the local area. It has a mixed economy. The government protects individual rights, such as minimum pay for work and choices in goods and services.

Answers

Answer:

I think it's Mixed economy because if you look it up it says so and the government does protects rights and minimum pay

Answer:

it's Mixed economy

Explanation:

put the following ancient Native Americans in chronological order
a. Mississippian
b. Paleo
c. Woodland
d. Archaic​

Answers

B, D, C, A native Americans

Hurry up pls help me

Hurry up pls help me

Answers

Answer:

Military

Explanation:

In Feudal Japan, the political power lay with the shoguns, who were similar to military dictators. The emperor was a figurehead who had no rule power. The samurai were the warriors of the shoguns, similar to European knights.

How is a government elected?

Answers

Answer:

the people elect representatives to deliberate and decide on legislation, such as in parliamentary or presidential and makes then to struggle repeatedly to realize their interests and devolves power from groups of people to sets of rules.

what is condjugal family?​

Answers

A conjugal family is a type of family structure that consists of a married couple and their children, if they have any. This term emphasizes the importance of the marriage bond in defining the family unit.

A conjugal family is often referred to as a nuclear family, as it is considered the core building block of society. The primary functions of a conjugal family include providing emotional support, socialization, and economic cooperation among its members. In many cultures, the conjugal family is the most common type of family structure. It is characterized by the strong bond between spouses, with each partner having specific roles and responsibilities within the family. Traditionally, the husband is the breadwinner, responsible for providing financial support, while the wife takes care of the home and children. However, modern conjugal families often have both partners contributing to the household income and sharing household responsibilities.
The stability of a conjugal family can greatly impact the overall well-being of its members. A strong, supportive marriage can promote emotional and psychological health for both the partners and their children. Additionally, a functional conjugal family can offer financial stability and a nurturing environment for children to grow and develop.
In summary, a conjugal family is a family unit centered around a married couple and their children, emphasizing the importance of the marriage bond in defining the family. The primary functions of a conjugal family include providing emotional support, socialization, and economic cooperation.

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Select all that apply: the best method of protecting DNS traffic for privacy so that traffic cannot be distinguished... Select 1 correct answer(s) DOT DoH HTTP ARP

Answers

The best method for protecting DNS traffic for privacy, so that the traffic cannot be distinguished, is by using DNS-over-HTTPS (DoH).

DoH is a protocol that encrypts DNS queries and responses by sending them over HTTPS, a secure and encrypted version of HTTP. This provides an additional layer of security, as the data transmitted between the client and server is encrypted, ensuring privacy and preventing eavesdropping or manipulation of DNS traffic.

DNS-over-TLS (DoT) is another option, which uses TLS encryption for DNS queries. However, DoH is considered more effective in hiding DNS traffic, as it blends in with regular HTTPS traffic, making it harder to distinguish or block.

HTTP and ARP are not suitable for protecting DNS traffic. HTTP is the basic, unencrypted protocol for transmitting data over the web, while ARP (Address Resolution Protocol) is used for mapping IP addresses to physical hardware addresses within a local network, and does not directly relate to DNS traffic protection.

In conclusion, the most effective method for ensuring DNS traffic privacy is using DNS-over-HTTPS (DoH), as it encrypts queries and responses while blending in with regular HTTPS traffic, making it difficult to distinguish or intercept.

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Click to review the online content. Then answer the question(s) below, using complete sentences. Scroll down to view additional questions.
Online Content: Site 1

List several economic indicators. What is the purpose of measuring economic indicators? What do they measure? (Site 1)

Answers

Answer:Instead of trying to find a specific magical solution for losing weight, work on having a balanced lifestyle. You’re going to want to focus on two key components: your exercise habits and your eating habits. This can mean making sure you’re being active for at least 30 minutes a day in some way. Instead of focusing on your exact weight, focus on being consistent with this goal. In deciding what to eat, think about how you can eat what you like sometimes—even when that means occasionally eating less healthy foods—while choosing healthier options most of the time. It is important to keep track of what portions you’re consuming. You should eat enough to be satisfied while controlling the urge to eat more than you need. If you go to a professional for advice about losing weight and being healthier, make sure that the person is qualified to make good recommendations regarding your eating and physical activities.

Explanation: thats the answer on edg:))

Mike promises leighann that if she will come to the high school prom with him, he will consider paying for her dress and shoes. This is an example of

Answers

Mike promises Leighann that if she will come to the high school prom with him, he will consider paying for her dress and shoes. This is an example of Past consideration.

When a promise is made because of a benefit the promisor got in the past that led to a moral but not legal responsibility to pay restitution, the promise is said to have been made for moral or previous consideration. A commitment to carry out an obligation that is voidable is the second exception to the general rule that promises based on moral consideration or prior consideration are unenforceable.

As long as the new commitment is exempt from the same defenses that rendered the past duty voidable, it is nonetheless enforceable even in the absence of fresh consideration.  Even according to the current perspective, if the promisor did not obtain a substantial advantage, even though the promisee incurred costs, a promise made out of a moral responsibility will not be enforceable.

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Please help!! :)
how do tariffs act as barriers to trade?
o a. they tax imported goods in order to increase their price.
o b. they set limits on the total amount of imported goods.
o c. they force imported goods to meet certain criteria.
d. they use government funds to lower the cost of domestic goods.

Answers

As trade barriers, they impose caps on the overall volume of imported commodities. As a result, choice C is accurate.

What are the TRADE BARRIERS?

Trade obstacles, These charges pertain to particular imports:

Trade is the term used to describe the purchasing and selling of goods and services. A type of economic activity is trade.

The main barrier to trade is the tax on imported products and services, which has the unfavourable consequence of driving up product costs. There will be a shortage of items as prices rise.

Non-Tariff Challenges These entail regulations and legislation that make trading more difficult.

Quotas.a limit on the amount of imports.Embargo, grants, and voluntarily imposed export restrictions

Option C is right as a result.

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a answer itplz. . I hope u answer it​

a answer itplz. . I hope u answer it

Answers

Answer:

Types of solid waste generated in residential areas includes food wastes, packaging (bottles and cans), papers and miscellaneous items that have been used up or broken and are thrown out as waste (e.g. ashes, old shoes, worn out clothes, broken cooking pots, paper, baskets, bags, etc.).

Explanation:

I think it help you.

Explain the disagreement that led to the great compromise

Answers

Answer:

The Great Compromise was forged in a heated dispute during the 1787 Constitutional Convention: States with larger populations wanted congressional representation based on population, while smaller states demanded equal representation.

Explanation:

Other Questions
Kelsey's neighborhood has a straight road with stop signs at both ends and a fire hydrant at its midpoint. On a map, the fire hydrant is located at (12,7) and one of the stop signs is located at (3,11). Where on the map is the other stop sign located? A bucket can hold a total of 5 gallons. If the bucket is 45% full, how much water is in the bucket? 2ch3oh (l) 3o2 \rightarrow 2co2 (g) 4h2o calculate the reaction enthalpy of this reaction under standard conditions: The interpretation of events in our lives is partially a reflection of how we are treated, which is called I will give you BRAINLIEST for the correct answer What triangles are similar to triangle AED? Explain or show your reasoning. What type of change occurs when a counterfeit pen ink comes into contact with counterfeit money, and why does this reaction not occur when the counterfeit pen is used on genuine money printed in the United States If interest rates increase, the fair value of the bond reported in the notes to financial will: a) Be carrying cost b) Decrease c) Increase d) None of the above 1. Explain why the melting temperature of diamond is 10 times higher than Ethylene-molecule based polymers, despite the fact that both have the same type of carbon bond. 2. Surface roughness can be measured by using the concept of atomic forces we discussed in class. This is the basic concept for Atomic Force Microscope. Can you In the underwater city of Atlantis, clamshells are seen as a valid form of money. If a person from Atlantis were to magically appear in America and attempt to use their clamshells to a make a purchase, would they be able to? Why or why not?In your answer, please define any important economic terms used. The__________ method assumes essential requirements can be defined up front so the software can be designed, built, tested, and released once at the end.A) internationalB) agileC) spiralD) focusedE) waterfall For x^2y, 3xy?+4y=x^2lnx,x>0,y1 =x^2 and y2 =x^2lnx are two solutions to the corresponding homogeneous equation. Use the variation of parameters to find a particular solution to the nonhomogeneous equation Discuss the advantages of ADR, compared to the actual shares ofthe company, from theperspective of an equity investor seeking internationalportfolio diversification. This code of honor and morals developed by the japanese samurai was similar to the code of chivalry in europe Which ordered pairs are solutions to the function() =12 6a. (4, -4) b. ( -2, 3) c. (-2, -7) d. (3,1) consider the following two project. the payback period for project a is closest to: a. 2.5 years b. 2.4 years c. 2.0 years d. 2.2 years 8.00 as a fraction in its simplest form A mitochondrion has two membranes. The inner membrane is highly folded, as shown in the diagram below.OutermembraneInnermembraneThe folds greatly increase the membrane's surface area. This improves the ability of the mitochondrion to dowhich of the following?O convert solar energy to chemical energyOdigest metabolic wastes in the organelleO produce ATP during cellular respirationmove the cell through water Find the volume of the figure below. what is pair production? choose the best answer. what is pair production? choose the best answer. two antimatter particles turn into ordinary matter. a particle splits into two copies of itself. energy turns into two copies of identical particles. energy turns into a particle and its corresponding antiparticle. a particle splits into two completely different particles.